Continuous Compliance Support

We provide ongoing compliance support on a monthly basis to assist our customers in meeting their compliance obligations. We focus on high value continuous compliance support, and can provide customized compliance services according to your specific needs.

Our monthly compliance services include:

Unlimited telephone and email support to resolve compliance issues arising

Free access to online customer portal offering training video, compliance calendar, forms, policies and checklists.

Conduct quarterly teleconference and update the latest compliance hot spots

Conduct an annual mock review and issue a formal report providing detailed findings and corresponding compliance recommendations

Review compliance policies and procedures to ensure that the company's operations are up to date with compliance requirements

Provide compliance folders, including common forms and procedure manuals

Provide monthly summary of regulatory legislation and press releases

Assist in handling SFC's questions

Monthly update of regulations and research papers, unlimited access to our online document library

Compliance alerts

Provide compliance training that meets the requirements of continuous training

Special compliance solutions